Independent Audit

This service is designed for:

  • Reporting entities who are required to conduct an independent audit every two years.

  • Businesses that want a proactive health check before their mandatory audit is due.

  • Organisations that have undergone significant change (e.g., rapid growth, new leadership, a previous compliance breach) and need assurance.

Schedule Your Confidential Audit Consultation

Our Process:

As your independent auditor, we provide an objective assessment, not just a checklist. Our audit process is rigorous and constructive:

  1. Planning & Scoping: We define the audit's scope based on your highest risk areas and regulatory requirements.

  2. Testing & Evidence Gathering: We meticulously test the effectiveness of your AML/CTF Program against its own objectives and the law. We examine transaction records, CDD files, STR/SMR reports, and interview key staff.

  3. Analysis & Reporting: We provide a clear, detailed report that doesn't just identify gaps but categorizes them by risk and provides actionable recommendations for remediation.

  4. Debrief & Roadmap: We walk you through the findings and help you develop a practical plan to address the issues before AUSTRAC ever sees them.

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Tangible Outcomes:

An audit with us provides:

  • Peace of Mind: The confidence that comes from knowing your program will stand up to regulatory scrutiny.

  • A Clear Action Plan: A prioritized list of recommendations to strengthen your compliance framework.

  • A Defensible Report: A comprehensive document that proves to AUSTRAC you take your compliance obligations seriously.

Schedule Your Confidential Audit Consultation